Business Detective Review Analyst
Are you passionate about risk management and making a meaningful impact in the financial industry? Join a team where your analytical skills and attention to detail help shape a robust control environment. You will collaborate with talented professionals and influence key business processes. This is your opportunity to grow your career, contribute to a positive team culture, and help us deliver exceptional service to our clients. Be part of a diverse and inclusive workplace that values your expertise.
As a Business Detective Review Analyst in the International Private Bank Business Control Management Team, you play a vital role in ensuring our business activities meet the highest standards of compliance and operational excellence. You independently evaluate processes, identify areas for improvement, and help us maintain a strong control environment. You work closely with colleagues and stakeholders, fostering a culture of collaboration and continuous improvement.
Job Responsibilities
- Execute detective control programs across business activities and employee conduct
- Validate procedural design and performance effectiveness through substantive testing
- Identify noncompliance, errors, or gaps and conduct root cause analysis
- Communicate findings to stakeholders both verbally and in writing
- Engage in discussions with team members to support issue resolution and root cause analysis
- Influence and partner with stakeholders to drive risk initiatives and process improvements
- Manage testing population data and maintain accurate testing records
- Ensure proper reporting and record retention for all testing activities
- Facilitate error calibration discussions and documentation
- Support ad hoc regulatory projects as required
- Foster an inclusive environment and actively promote a positive team culture
Required Qualifications, Capabilities, and Skills
- Bachelor’s degree from a recognized institution
- Minimum of 2 years of relevant experience in the financial services industry, with a focus on audit, control testing, risk management, compliance, or quality assurance
- Strong risk and control mindset with excellent analytical skills
- Outstanding written and verbal communication skills in English, Mandarin, and Cantonese in order to be able to interpret voice samples and review client conversations in the languages stated above
- Ability to present concise and persuasive findings to stakeholders
- Self-motivated with strong time management and multitasking abilities
- Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)
Preferred Qualifications, Capabilities, and Skills
- Knowledge of private banking, asset management, or wealth management activities
- Experience in process improvement or procedural enhancement initiatives
- Familiarity with regulatory requirements in Hong Kong’s financial sector
- Demonstrated ability to work collaboratively in a multicultural team environment
- Experience supporting regulatory projects or initiatives
- Enhanced Competency Framework certifications are preferred
- Strong interpersonal skills and ability to influence stakeholders