> job detail
O
👽Other
Compliance Surveillance Analyst
Optiver · Chicago, Illinois, United States
// classified as
Other (Adjacent or hard to classify.)
posted
1d ago
location
Chicago, Illinois, United States
languages
python, sql
tools
—
> stack
pythonsql
> description
<p><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver" data-ccp-parastyle-defn="{"ObjectId":"72d9cead-5d7c-511f-a089-41bc1b2ad175|1","ClassId":1073872969,"Properties":[469777841,"Arial",469777842,"Arial",469777843,"Times New Roman",469777844,"Arial",469769226,"Arial,Times New Roman",268442635,"18",469775450,"Body text Optiver",201340122,"2",134234082,"true",134233614,"true",469778129,"BodytextOptiver",335572020,"1",469778324,"Zsysbasis Optiver"]}">As a Compliance Surveillance Analyst, </span><span data-ccp-parastyle="Body text Optiver">you'll</span><span data-ccp-parastyle="Body text Optiver"> help strengthen </span><span data-ccp-parastyle="Body text Optiver">Optiver's</span><span data-ccp-parastyle="Body text Optiver"> compliance and surveillance capabilities by </span><span data-ccp-parastyle="Body text Optiver">identifying</span><span data-ccp-parastyle="Body text Optiver"> regulatory and market conduct risks in a technology-driven trading environment. Through data-driven analysis and close collaboration across the business, </span><span data-ccp-parastyle="Body text Optiver">you'll</span><span data-ccp-parastyle="Body text Optiver"> help enable sustainable growth while supporting healthy and transparent financial markets.</span></span><span data-ccp-props="{}"> </span></span></p>
<p><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">You'll</span><span data-ccp-parastyle="Body text Optiver"> collaborate closely with teams across Compliance, Trading, Technology, Risk, and Operations to investigate trading activity, enhance surveillance controls, and develop practical solutions that support innovation while meeting regulatory expectations.</span></span><span data-ccp-props="{}"> </span></span></p>
<p><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><strong><span data-contrast="none">What you’ll do</span></strong><span data-ccp-props="{"134233279":true,"201341983":0,"335559740":240}"> </span></span></p>
<p><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">As a Compliance Surveillance Analyst, your key responsibilities</span><span data-ccp-parastyle="Body text Optiver"> include:</span></span><span data-ccp-props="{}"> </span></span></p>
<ul>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Reviewing and investigating surveillance alerts, including those related to market abuse and electronic communications</span></span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Analyzing</span><span data-ccp-parastyle="Body text Optiver"> market and trading data to </span><span data-ccp-parastyle="Body text Optiver">identify</span><span data-ccp-parastyle="Body text Optiver"> unusual trading patterns and </span><span data-ccp-parastyle="Body text Optiver">assessing</span><span data-ccp-parastyle="Body text Optiver"> potential compliance risks</span></span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Contributing to the continuous improvement of </span><span data-ccp-parastyle="Body text Optiver">Optiver's</span><span data-ccp-parastyle="Body text Optiver"> compliance monitoring and surveillance framework</span></span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Designing, testing, and enhancing surveillance controls and tools to detect and prevent unwanted </span><span data-ccp-parastyle="Body text Optiver">behavior</span></span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Supporting the implementation of regulatory requirements and advising stakeholders on compliance-related matters</span></span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Identifying</span><span data-ccp-parastyle="Body text Optiver"> opportunities to improve compliance processes through technology, automation, and data analysis</span></span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Assessing regulatory and trading risks to support informed, risk-based decision making</span></span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Building strong relationships across Compliance, Trading, Technology, Risk, and Operations to promote effective collaboration and a strong culture of compliance</span></span></span></li>
</ul>
<p><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><strong><span data-contrast="none"><span data-ccp-parastyle="Body text Optiver">What </span><span data-ccp-parastyle="Body text Optiver">you’ll</span><span data-ccp-parastyle="Body text Optiver"> get</span></span></strong><span data-ccp-props="{}"> </span></span></p>
<p><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-ccp-props="{}">You’ll join a culture of collaboration and excellence, surrounded by curious thinkers and creative problem-solvers. Motivated by a passion for continuous improvement, you’ll thrive in a supportive, high-performing environment alongside talented colleagues, collectively tackling some of the toughest challenges in the financial markets</span></span></p>
<p><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-ccp-props="{}">In addition, you’ll receive:</span></span></p>
<ul>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">The opportunity to work alongside best-in-class professionals from over 40 different countries</span></span><span data-ccp-props="{"201341983":0,"335559740":276}"> </span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Highly comp</span></span><span data-contrast="none"><span data-ccp-parastyle="Body text Optiver">etitive compensation package including performance-based bonus structure</span></span><span data-ccp-props="{"201341983":0,"335559740":276}"> </span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">401(k) match up to 50%</span></span><span data-ccp-props="{"201341983":0,"335559740":276}"> </span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Comprehensive</span><span data-ccp-parastyle="Body text Optiver"> health, mental, dental, vision, disability, and life coverage</span></span><span data-ccp-props="{"201341983":0,"335559740":276}"> </span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">25 paid vacation days alongside market holidays</span></span><span data-ccp-props="{"201341983":0,"335559740":276}"> </span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Extensive office </span><span data-ccp-parastyle="Body text Optiver">perks</span><span data-ccp-parastyle="Body text Optiver">, including breakfast, lunch and snacks, regular social events, clubs, sports leagues and more</span></span><span data-ccp-props="{"201341983":0,"335559740":276}"> </span></span></li>
</ul>
<p><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><strong><span data-contrast="none">Who you are</span></strong><span data-ccp-props="{"201341983":2,"335559739":160,"335559740":280}"> </span></span></p>
<ul>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto">Bachelor's degree or equivalent qualification</span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto">2+ years of experience in compliance surveillance, market abuse surveillance, or a similar compliance role</span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto">Strong interest in financial markets, trading, and technology</span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto">High level of integrity and sound judgment when balancing regulatory requirements with business objectives</span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto">Strong analytical and investigative skills with excellent attention to detail</span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto">Comfortable working with data and technology; experience with SQL, Python, or similar query/programming languages is preferred</span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto">Proactive, collaborative, and solutions-oriented approach to problem solving</span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto">Excellent written and verbal communication skills in English</span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto">Experience working with exchanges or financial regulators is a plus</span></span></li>
<li style="font-family: helvetica, arial, sans-serif; font-size: 12pt;"><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="auto">Legal authorization to work in the U.S. is required; we will not sponsor individuals for employment authorization for this job opening </span></span></li>
</ul>
<p><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><strong><span data-contrast="none">Who we are</span></strong><span data-ccp-props="{"201341983":2,"335559739":160,"335559740":280}"> </span></span></p>
<p><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;"><span data-contrast="none"><span data-ccp-parastyle="Body text Optiver">At Optiver, our mission is to improve the market by injecting liquidity, providing </span><span data-ccp-parastyle="Body text Optiver">accurate</span><span data-ccp-parastyle="Body text Optiver"> pricing, increasing </span><span data-ccp-parastyle="Body text Optiver">transparency</span><span data-ccp-parastyle="Body text Optiver"> and stabili</span><span data-ccp-parastyle="Body text Optiver">z</span><span data-ccp-parastyle="Body text Optiver">ing the market no matter the conditions. With a focus on continuous improvement, we prioriti</span><span data-ccp-parastyle="Body text Optiver">z</span><span data-ccp-parastyle="Body text Optiver">e safeguarding the health and efficiency of the markets for all participants. As one of the largest market making institutions, we are a respected partner on 100+ exchanges across the globe.</span></span><span data-ccp-props="{}"> </span></span></p>
<p><span style="font-size: 12pt; font-family: helvetica, arial, sans-serif;" data-contrast="auto"><span data-ccp-parastyle="Body text Optiver">Our differences are our edge. Optiver does not discriminate </span><span data-ccp-parastyle="Body text Optiver">on the basis of</span><span data-ccp-parastyle="Body text Optiver"> race, religion, color, sex, gender identity, sexual orientation, age, physical or mental disability, or other legally protected characteristics.</span></span></p><div class="content-pay-transparency"><div class="pay-input"><div class="description"><p> </p>
<p data-prosemirror-content-type="node" data-prosemirror-node-name="paragraph" data-prosemirror-node-block="true" data-pm-slice="1 1 []"><em data-prosemirror-content-type="mark" data-prosemirror-mark-name="em">Below is the expected base salary for this position. This is a good-faith estimate of the base pay scale for this position and offers will ultimately be determined based on experience, education, skill set, and performance in the interview process. This position will also be eligible for a discretionary bonus (if determined by Optiver) and Optiver’s benefits package with the benefits listed above. </em></p>
<p> </p></div><div class="title">Base Salary Range</div><div class="pay-range"><span>$90,000</span><span class="divider">—</span><span>$115,000 USD</span></div></div></div>